Chief Compliance Officer · Westwood Management Corp
Askari J Foy
CRD 7650814 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Westwood Management Corp, an SEC-registered asset manager based in Dallas, TX with $12.5 billion in regulatory assets, lists Askari J Foy on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Askari at 3 other registered advisers.
Firms and roles
- Westwood Management CorpChief Compliance OfficerAsset manager · Dallas, TX · $12B in regulatory assets
- Westwood Wealth ManagementChief Compliance OfficerPrivate fund adviser · Dallas, TX · $750M in regulatory assets
- Broadmark Asset Management LLCChief Compliance OfficerAsset manager · Dallas, TX · $238M in regulatory assets
- Salient Advisors, L.P.Chief Compliance OfficerAsset manager · Dallas, TX · $62M in regulatory assets
AtlasMembers
Askari’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Susan B. MontgomeryChairman and Director, Westwood Management Corp
- Brian O. CaseyCEO, Director, Westwood Management Corp
- Fabian N. GomezPresident, Chief Operating Officer, Westwood Management Corp
- Murray ForbesSVP, Chief Financial Officer, Treasurer, Westwood Management Corp
- John A. EhingerSenior Vice President, Head of Legal and Compliance, Westwood Management Corp
7 more people named with Askari on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Askari’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.