Adviser and broker representative · Smith Brothers Financial, LLC
Ashley L. Winn
CRD 6692167 · Glastonbury, CT
At a glance
Ashley L. Winn is an investment adviser representative with Smith Brothers Financial, LLC in Glastonbury, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Ashley’s SEC record dates to 2023, about 3 years ago. Ashley is also registered as a broker representative.
Current advisory firm
- Smith Brothers Financial, LLCSince May 2023Glastonbury, CT · $1.1B in regulatory assets
SEC adviser record
- Registered since
- 2023 (3 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Ashley’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Smith Brothers Financial, LLC
- Andrea E. CamoinGlastonbury · Certified Financial Planner, Chartered Financial Consultant
- Jeffrey GiantonioGlastonbury
- Stephen R. MichaelsGlastonbury
- Matthew A. MulcahyGlastonbury
- Joseph B. SmithGlastonbury
- Joseph B. SmithGlastonbury
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