Beneficiary of Trust · Steele Capital Management, Inc.
Ashley E. Steele
CRD 7884317 · Named on Form ADV at one SEC-registered adviser
At a glance
Steele Capital Management, Inc., an SEC-registered wealth manager based in Dubuque, IA with $3.5 billion in regulatory assets, lists Ashley E. Steele on its Form ADV as Beneficiary of Trust.
Firms and roles
- Steele Capital Management, Inc.Beneficiary of TrustWealth manager · Dubuque, IA · $3.5B in regulatory assets
AtlasMembers
Ashley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Kathryn L. MoranChief Compliance Officer/Chief Financial Officer, Steele Capital Management, Inc.
- Michael D. SteeleCEO/President, Steele Capital Management, Inc.
- Bradley LewisSenior Portfolio Manager, Steele Capital Management, Inc.
- Nicholas P. SmithSenior Portfolio Manager, Steele Capital Management, Inc.
- Brett A. WesselsChief Investment Officer, Steele Capital Management, Inc.
1 more person named with Ashley on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ashley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.