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Chief Compliance Officer and Operations Specialist · Independence Wealth Advisors, LLC

Ashley C. Kabalan

CRD 7289485 · Named on Form ADV at one SEC-registered adviser

At a glance

Independence Wealth Advisors, LLC, an SEC-registered wealth manager based in Independence, OH with $210 million in regulatory assets, lists Ashley C. Kabalan on its Form ADV as Chief Compliance Officer and Operations Specialist, a control person.

Firms and roles

AtlasMembers

Ashley’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ashley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.