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Managing Principal and Chief Compliance Officer · DGS Capital Management

Ashish Sharma

CRD 6543184 · Named on Form ADV at one SEC-registered adviser

At a glance

DGS Capital Management, an SEC-registered wealth manager based in Jersey City, NJ with $1.1 billion in regulatory assets, lists Ashish Sharma on its Form ADV as Managing Principal and Chief Compliance Officer, a control person.

Firms and roles

  • DGS Capital ManagementManaging Principal and Chief Compliance OfficerWealth manager · Jersey City, NJ · $1.1B in regulatory assets

AtlasMembers

Ashish’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ashish’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.