Secretary/chief Compliance Officer · AR Asset Management, Inc.
Arnold S. Rosenstein
CRD 4360096 · Named on Form ADV at one SEC-registered adviser
At a glance
AR Asset Management, Inc., an SEC-registered wealth manager based in West Hollywood, CA with $702 million in regulatory assets, lists Arnold S. Rosenstein on its Form ADV as Secretary/chief Compliance Officer, a control person.
Firms and roles
- AR Asset Management, Inc.Secretary/chief Compliance OfficerWealth manager · West Hollywood, CA · $702M in regulatory assets
AtlasMembers
Arnold’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Anita M. RosensteinPresident, AR Asset Management, Inc.
- Annie A. KimVice President / Portfolio Manager, AR Asset Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Arnold’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.