Director · Ariel Investments, LLC
Anthony D. Romero
CRD 7351846 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Ariel Investments, LLC, an SEC-registered asset manager based in Chicago, IL with $12.8 billion in regulatory assets, lists Anthony D. Romero on its Form ADV as Director, a control person. The SEC filings also name Anthony at 2 other registered advisers.
Firms and roles
- Ariel Investments, LLCDirectorAsset manager · Chicago, IL · $13B in regulatory assets
- Ariel Alternatives, LLCDirectorPrivate fund adviser · Chicago, IL · $1.5B in regulatory assets
- Project Level Management Company, LLCDirectorPrivate fund adviser · Chicago, IL · $294M in regulatory assets
AtlasMembers
Anthony’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (28)
- John W. RogersChairman, Co-Ceo, Chief Investment Officer and Director, Ariel Investments, LLC
- Mellody L. Hobson LucasCo-Ceo, President and Director, Ariel Investments, LLC
- Charles K. BobrinskoyVice Chairman, Ariel Investments, LLC
- Wendy D. FoxSenior Vice President, Chief Compliance Officer, Ariel Investments, LLC
- Timothy R. FidlerExecutive Vice President, Director of Research, Ariel Investments, LLC
23 more people named with Anthony on the same filings, with titles and firms. Free in Atlas with a free account.
See all 28 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anthony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.