Investment adviser representative · Pallas Capital Advisors, LLC
Anthony P. Caputo
CRD 8328195 · Braintree, MA
At a glance
Anthony P. Caputo is an investment adviser representative with Pallas Capital Advisors, LLC in Braintree, MA, according to the SEC’s Investment Adviser Public Disclosure records.
Current advisory firm
- Pallas Capital Advisors, LLCSince August 2026Braintree, MA · $4.3B in regulatory assets
SEC adviser record
- Registered since
- 2026
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Anthony’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.