Chief Executive Officer & Managing Partner · HM International L.L.C.
Anne M. Smalling
CRD 7558316 · Named on Form ADV at one SEC-registered adviser
At a glance
HM International L.L.C., an SEC-registered private fund adviser based in Austin, TX with $1.1 billion in regulatory assets, lists Anne M. Smalling on its Form ADV as Chief Executive Officer & Managing Partner, a control person.
Firms and roles
- HM International L.L.C.Chief Executive Officer & Managing PartnerPrivate fund adviser · Austin, TX · $1.1B in regulatory assets
AtlasMembers
Anne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Richard C. HojelManaging Partner, HM International L.L.C.
- Tamara RainsChief Financial Officer, Chief Compliance Officer, Secretary, HM International L.L.C.
- Mark M GhobrialChief Investment Officer, HM International L.L.C.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.