Chief Compliance Officer · Berkadia Capital Advisors LLC
Ann M. Griffith
CRD 2936554 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Berkadia Capital Advisors LLC, an SEC-registered private fund adviser based in Ambler, PA with $2.7 billion in regulatory assets, lists Ann M. Griffith on its Form ADV as Chief Compliance Officer. The SEC filings also name Ann at 3 other registered advisers.
Firms and roles
- Berkadia Capital Advisors LLCChief Compliance OfficerPrivate fund adviser · Ambler, PA · $2.7B in regulatory assets
- Meridian Financial Advisors, LLCChief Compliance OfficerWealth manager · Holliston, MA · $284M in regulatory assets
- Coinshares Asset Management (US) LLCChief Compliance OfficerAsset manager · New York, NY · $252M in regulatory assets
- Willis Towers Watson Securities, LLCChief Compliance Officer-Investment AdvisoryBroker-dealer firm · Chicago, IL · $0M in regulatory assets
AtlasMembers
Ann’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Beth Ann HerrmannPresident, Berkadia Capital Advisors LLC
- Georgia G. BruggemanChief Executive Officer and Managing Member, Meridian Financial Advisors, LLC
- Annemarie TierneyCEO, Coinshares Asset Management (US) LLC
- Kevin Gerard EarlsCeo-Broker-Dealer, Willis Towers Watson Securities, LLC
- Michael Gerard GlynnFinop, PFO, POO, Willis Towers Watson Securities, LLC
2 more people named with Ann on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ann’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.