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Chief Compliance Officer, Treasurer · HFM Wealth Management

Ann E. Cohen

CRD 2315637 · Named on Form ADV at one SEC-registered adviser

At a glance

HFM Wealth Management, an SEC-registered wealth manager based in West Hartford, CT with $700 million in regulatory assets, lists Ann E. Cohen on its Form ADV as Chief Compliance Officer, Treasurer, a control person.

Firms and roles

  • HFM Wealth ManagementChief Compliance Officer, TreasurerWealth manager · West Hartford, CT · $700M in regulatory assets

AtlasMembers

Ann’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ann’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.