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Chief Executive Officer, President, Secretary, Treasurer & Chief Compliance Officer · Ariam Global Inc.

Anjum K. Gupta

CRD 8287867 · Named on Form ADV at one SEC-registered adviser

At a glance

Ariam Global Inc., an SEC-registered asset manager based in SAN Diego, CA with $0 in regulatory assets, lists Anjum K. Gupta on its Form ADV as Chief Executive Officer, President, Secretary, Treasurer & Chief Compliance Officer, a control person.

Firms and roles

  • Ariam Global Inc.Chief Executive Officer, President, Secretary, Treasurer & Chief Compliance OfficerAsset manager · SAN Diego, CA · $0M in regulatory assets

AtlasMembers

Anjum’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anjum’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.