Chief Compliance Officer; Director · West Financial Services, Inc.
Anh N. Lam
CRD 6286196 · Named on Form ADV at 2 SEC-registered advisers
At a glance
West Financial Services, Inc., an SEC-registered wealth manager based in McLean, VA with $2.8 billion in regulatory assets, lists Anh N. Lam on its Form ADV as Chief Compliance Officer; Director, a control person. The SEC filings also name Anh at 1 other registered adviser.
Firms and roles
- West Financial Services, Inc.Chief Compliance Officer; DirectorWealth manager · McLean, VA · $2.8B in regulatory assets
- Rembert Pendleton JacksonChief Compliance OfficerWealth manager · Vienna, VA · $2.7B in regulatory assets
AtlasMembers
Anh’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Kirstie B. SturmanChief Operating Officer; Director, West Financial Services, Inc.
- Brian L. MackinPresident; Director, West Financial Services, Inc.
- Lauretta M. KramerDirector, West Financial Services, Inc.
- Charles E. RembertChief Executive Officer, Director, Rembert Pendleton Jackson
- Brett W. RoperPresident; Director, Rembert Pendleton Jackson
1 more person named with Anh on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anh’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.