Chief Financial Officer/chief Risk Officer/treasurer · Roosevelt Management Company LLC
Andrew P. Rickert
CRD 2417396 · Named on Form ADV at one SEC-registered adviser
At a glance
Roosevelt Management Company LLC, an SEC-registered asset manager based in New York, NY with $52 million in regulatory assets, lists Andrew P. Rickert on its Form ADV as Chief Financial Officer/chief Risk Officer/treasurer, a control person.
Firms and roles
- Roosevelt Management Company LLCChief Financial Officer/chief Risk Officer/treasurerAsset manager · New York, NY · $52M in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Jonathan S GrebinarChief Legal Officer/chief Compliance Officer, Roosevelt Management Company LLC
- Jesse K BrayManager, Roosevelt Management Company LLC
- Kurt G JohnsonManager, Roosevelt Management Company LLC
- Ignacio MunozChief Operating Officer, Roosevelt Management Company LLC
- William BanfieldManager, Roosevelt Management Company LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.