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Chief Compliance Officer/chief Executive Officer · Oakbourne Advisors

Andrew J. Peters

CRD 5548991 · Named on Form ADV at one SEC-registered adviser

At a glance

Oakbourne Advisors, an SEC-registered wealth manager based in Berkeley Heights, NJ with $348 million in regulatory assets, lists Andrew J. Peters on its Form ADV as Chief Compliance Officer/chief Executive Officer, a control person.

Firms and roles

  • Oakbourne AdvisorsChief Compliance Officer/chief Executive OfficerWealth manager · Berkeley Heights, NJ · $348M in regulatory assets

AtlasMembers

Andrew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.