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Senior Vice President & Chief Compliance Officer, Secretary, Asst. Treasurer · FCI Advisors

Amy L. Schaff

CRD 5116667 · Named on Form ADV at one SEC-registered adviser

At a glance

FCI Advisors, an SEC-registered asset manager based in Overland Park, KS with $1.5 billion in regulatory assets, lists Amy L. Schaff on its Form ADV as Senior Vice President & Chief Compliance Officer, Secretary, Asst. Treasurer.

Firms and roles

  • FCI AdvisorsSenior Vice President & Chief Compliance Officer, Secretary, Asst. TreasurerAsset manager · Overland Park, KS · $1.5B in regulatory assets

AtlasMembers

Amy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Amy on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.