Chief Compliance Officer · SPP Credit Advisors II LLC
Amy S. Lazarus
CRD 1498788 · Named on Form ADV at 2 SEC-registered advisers
At a glance
SPP Credit Advisors II LLC, an SEC-registered private fund adviser with $50 million in regulatory assets, lists Amy S. Lazarus on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Amy at 1 other registered adviser.
Firms and roles
- SPP Credit Advisors II LLCChief Compliance OfficerPrivate fund adviser · United States · $50M in regulatory assets
- SPP Credit Advisors LLCChief Compliance OfficerAsset manager · United States · $15M in regulatory assets
AtlasMembers
Amy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robin E. BuschManager Representative, SPP Credit Advisors II LLC
- Edward J. ZhuManager Representative, SPP Credit Advisors II LLC
- Charles T. KumbleTreasurer, SPP Credit Advisors II LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.