CEO and CIO · Kosmos Management LLC
Amy K. Bautista
CRD 4701787 · Named on Form ADV at one SEC-registered adviser
At a glance
Kosmos Management LLC, an SEC-registered private fund adviser based in Seattle, WA with $2.2 billion in regulatory assets, lists Amy K. Bautista on its Form ADV as CEO and CIO, a control person.
Firms and roles
- Kosmos Management LLCCEO and CIOPrivate fund adviser · Seattle, WA · $2.2B in regulatory assets
AtlasMembers
Amy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2010 (15 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Amy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- George C. KosmosExecutive Chairman and Managing Member, Kosmos Management LLC
- David W. KraftOwner, Kosmos Management LLC
- David A. KosmosMember, Kosmos Management LLC
- David J. BunkerPresident & CCO, Kosmos Management LLC
- Nathan McCormickEVP of Origination, Kosmos Management LLC
1 more person named with Amy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.