Chief Compliance Officer · Tingey Advisors Inc
Amber F. Gale
CRD 8102306 · Named on Form ADV at one SEC-registered adviser
At a glance
Tingey Advisors Inc, an SEC-registered wealth manager based in Salt Lake City, UT with $478 million in regulatory assets, lists Amber F. Gale on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Tingey Advisors IncChief Compliance OfficerWealth manager · Salt Lake City, UT · $478M in regulatory assets
AtlasMembers
Amber’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Jon D. TingeyPrincipal, Tingey Advisors Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amber’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.