Chief Compliance Officer · PSC Capital Partners LLC
Alyssa L. Ballis
CRD 5398683 · Named on Form ADV at 2 SEC-registered advisers
At a glance
PSC Capital Partners LLC, an SEC-registered private fund adviser based in Minneapolis, MN with $241 million in regulatory assets, lists Alyssa L. Ballis on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Alyssa at 1 other registered adviser.
Firms and roles
- PSC Capital Partners LLCChief Compliance OfficerPrivate fund adviser · Minneapolis, MN · $241M in regulatory assets
- Piper Heartland Healthcare Capital, LLCChief Compliance OfficerPrivate fund adviser · Minneapolis, MN · $218M in regulatory assets
AtlasMembers
Alyssa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Theodore J. ChristiansonChief Executive Officer, PSC Capital Partners LLC
- Katherine Patricia CluneChief Financial Officer, PSC Capital Partners LLC
- John William Jr. GeelanChief Legal Officer, PSC Capital Partners LLC
- Matthew S. HemsleyChief Executive Officer/president, Piper Heartland Healthcare Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alyssa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.