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Chief Compliance Officer - Advisory Business · &partners

Alyson Mencio Stevens

CRD 5451096 · Named on Form ADV at one SEC-registered adviser

At a glance

&partners, an SEC-registered broker-dealer firm based in Nashville, TN with $30.3 billion in regulatory assets, lists Alyson Mencio Stevens on its Form ADV as Chief Compliance Officer - Advisory Business.

Firms and roles

  • &partnersChief Compliance Officer - Advisory BusinessBroker-dealer firm · Nashville, TN · $30B in regulatory assets

AtlasMembers

Alyson’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2008 (18 years)
Designations
Certified Financial Planner
Exams
Series 66
Registered in
3 states
Also a broker representative
Yes
Disclosures on record
None

AtlasMembers

Alyson’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
1 firmLocked
Employment history
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States they’re registered in
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Outside business activities
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When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Alyson on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alyson’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.