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LLC Manager / LLC Member / CEO / CCO · Kompass Kapital Advisors, LLC

Alok K. Srivastava

CRD 8042485 · Named on Form ADV at one SEC-registered adviser

At a glance

Kompass Kapital Advisors, LLC, an SEC-registered asset manager based in Overland Park, KS with $117 million in regulatory assets, lists Alok K. Srivastava on its Form ADV as LLC Manager / LLC Member / CEO / CCO, a control person.

Firms and roles

AtlasMembers

Alok’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alok’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.