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Chief Compliance Officer, General Counsel · Stephens Investment Management Group, LLC

Allison Rhodes

CRD 7547751 · Named on Form ADV at one SEC-registered adviser

At a glance

Stephens Investment Management Group, LLC, an SEC-registered asset manager based in Little Rock, AR with $9.5 billion in regulatory assets, lists Allison Rhodes on its Form ADV as Chief Compliance Officer, General Counsel.

Firms and roles

AtlasMembers

Allison’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Joseph W. SimpsonPresident and Chief Executive Officer, Stephens Investment Management Group, LLC
  • Ryan E. CraneChief Investment Officer, Stephens Investment Management Group, LLC
  • Michael W. NolteChief Operating Officer, Senior Vice President, Stephens Investment Management Group, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Allison’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.