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Senior Director and Chief Compliance Officer · Clearbrook Investment Consulting LLC

Allison L. Daly

CRD 8068564 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Clearbrook Investment Consulting LLC, an SEC-registered asset manager based in New York, NY with $13.7 billion in regulatory assets, lists Allison L. Daly on its Form ADV as Senior Director and Chief Compliance Officer, a control person. The SEC filings also name Allison at 2 other registered advisers.

Firms and roles

AtlasMembers

Allison’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Fernando N. GaripManaging Director and Investment Committee Member, Clearbrook Investment Consulting LLC
  • Jonathan M. ChesshireManaging Director and Investment Committee Member, Clearbrook Investment Consulting LLC
  • Eric J. BlasbergManaging Director and Investment Committee Member, Clearbrook Investment Consulting LLC
  • Elliott W. WislarCEO, Clearbrook Investment Consulting LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Allison’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.