Adviser and broker representative · Nationwide Investment Advisors, LLC
Allen W. Spain
CRD 2933874 · Columbus, OH
At a glance
Allen W. Spain is an investment adviser representative with Nationwide Investment Advisors, LLC in Columbus, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Allen’s SEC record dates to 2006, about 20 years ago. Allen is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Nationwide Investment Advisors, LLCSince April 2023Columbus, OH · $17B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Allen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.