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Treasurer · Avantax Planning Partners, Inc.

Allan K. Shores

CRD 5198775 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Avantax Planning Partners, Inc., an SEC-registered wealth manager based in Dubuque, IA with $7.6 billion in regulatory assets, lists Allan K. Shores on its Form ADV as Treasurer, a control person. The SEC filings also name Allan at 1 other registered adviser.

Firms and roles

AtlasMembers

Allan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (20)

15 more people named with Allan on the same filings, with titles and firms. Free in Atlas with a free account.

See all 20 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Allan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.