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Chief Compliance Officer; Member; Investment Advisor Representative · Integra Financial, Inc.

Alison M. Ashby

CRD 7697231 · Named on Form ADV at one SEC-registered adviser

At a glance

Integra Financial, Inc., an SEC-registered wealth manager based in Greenwood Village, CO with $139 million in regulatory assets, lists Alison M. Ashby on its Form ADV as Chief Compliance Officer; Member; Investment Advisor Representative, a control person.

Firms and roles

  • Integra Financial, Inc.Chief Compliance Officer; Member; Investment Advisor RepresentativeWealth manager · Greenwood Village, CO · $139M in regulatory assets

AtlasMembers

Alison’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Willis G. AshbyPresident; Cfp; Managing Member; Investment Advisor Representative, Integra Financial, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alison’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.