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Menber and CEO and CCO · Broad Investment Securities LLC

Ali Kaya

CRD 7618088 · Named on Form ADV at one SEC-registered adviser

At a glance

Broad Investment Securities LLC, an SEC-registered wealth manager based in Beijing, China with $200 in regulatory assets, lists Ali Kaya on its Form ADV as Menber and CEO and CCO, a control person.

Firms and roles

AtlasMembers

Ali’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jiahui ChengGeneral Manager, Broad Investment Securities LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ali’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.