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Cto · Diversifi Capital Inc

Alfred H. Au

CRD 6213875 · Named on Form ADV at one SEC-registered adviser

At a glance

Diversifi Capital Inc, an SEC-registered wealth manager based in LOS Altos, CA with $671 million in regulatory assets, lists Alfred H. Au on its Form ADV as Cto, a control person.

Firms and roles

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Alfred’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alfred’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.