Head of Legal of Opto Investments Inc. · Opto Investment Management, LLC
Alexis I. Rieger
CRD 4569198 · Named on Form ADV at one SEC-registered adviser
At a glance
Opto Investment Management, LLC, an SEC-registered private fund adviser based in New York, NY with $929 million in regulatory assets, lists Alexis I. Rieger on its Form ADV as Head of Legal of Opto Investments Inc..
Firms and roles
- Opto Investment Management, LLCHead of Legal of Opto Investments Inc.Private fund adviser · New York, NY · $929M in regulatory assets
AtlasMembers
Alexis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- MATTHEW D. MALONEPresident, Opto Investment Management, LLC
- Saleemah H. AhamedChief Compliance Officer, Opto Investment Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alexis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.