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Vice President and Investment Management Director · Osmosis Investment Management US LLC

Alexander J. Stephen

CRD 7424373 · Named on Form ADV at one SEC-registered adviser

At a glance

Osmosis Investment Management US LLC, an SEC-registered asset manager based in London, United Kingdom with $299 million in regulatory assets, lists Alexander J. Stephen on its Form ADV as Vice President and Investment Management Director, a control person.

Firms and roles

AtlasMembers

Alexander’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Andrew G. SpanglerVice President, Osmosis Investment Management US LLC
  • Stephen C. GraemeChief Compliance Officer and Director of Corporate, Legal and Compliance, Osmosis Investment Management US LLC
  • Benjamin G. DearChief Executive Officer and President, Osmosis Investment Management US LLC
  • Nevelon A. CheandChief Operating Officer, Osmosis Investment Management US LLC
  • Fadi N. ZaherChief Investment Officer, Osmosis Investment Management US LLC

1 more person named with Alexander on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alexander’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.