Investment Adviser Representative · 3roots Wealth Partners LLC
Alexander M Cohen
CRD 6692604 · Named on Form ADV at one SEC-registered adviser
At a glance
3roots Wealth Partners LLC, an SEC-registered wealth manager based in Scottsdale, AZ with $93 million in regulatory assets, lists Alexander M Cohen on its Form ADV as Investment Adviser Representative, a control person.
Firms and roles
- 3roots Wealth Partners LLCInvestment Adviser RepresentativeWealth manager · Scottsdale, AZ · $93M in regulatory assets
AtlasMembers
Alexander’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Alexander’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brandon M. ScottInvestment Adviser Representative, 3roots Wealth Partners LLC
- Jacob T. HallChief Compliance Officer, 3roots Wealth Partners LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alexander’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.