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Managing Member/chief Compliance Officer · Allied Private Wealth

Alex Lee

CRD 5513235 · Named on Form ADV at one SEC-registered adviser

At a glance

Allied Private Wealth, an SEC-registered wealth manager based in Boca Raton, FL with $224 million in regulatory assets, lists Alex Lee on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

  • Allied Private WealthManaging Member/chief Compliance OfficerWealth manager · Boca Raton, FL · $224M in regulatory assets

AtlasMembers

Alex’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alex’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.