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President · Oceanis Financial Advisors, Inc.

Alberto N. Otero

CRD 6416028 · Named on Form ADV at one SEC-registered adviser

At a glance

Oceanis Financial Advisors, Inc., an SEC-registered asset manager based in Miami, FL with $226 million in regulatory assets, lists Alberto N. Otero on its Form ADV as President, a control person.

Firms and roles

AtlasMembers

Alberto’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Michele ParadisoShareholder and Chief Compliance Officer, Oceanis Financial Advisors, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alberto’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.