Managing Member and Chief Compliance Officer · LP Investment Management, LLC
Alan K. Pierce
CRD 2173211 · Named on Form ADV at one SEC-registered adviser
At a glance
LP Investment Management, LLC, an SEC-registered asset manager based in Dallas, TX with $696 million in regulatory assets, lists Alan K. Pierce on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- LP Investment Management, LLCManaging Member and Chief Compliance OfficerAsset manager · Dallas, TX · $696M in regulatory assets
AtlasMembers
Alan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.