Vice President · Ballew Advisors Inc
Alan P. McCormick
CRD 5199744 · Named on Form ADV at one SEC-registered adviser
At a glance
Ballew Advisors Inc, an SEC-registered asset manager based in Jackson, MS with $1.3 billion in regulatory assets, lists Alan P. McCormick on its Form ADV as Vice President, a control person.
Firms and roles
- Ballew Advisors IncVice PresidentAsset manager · Jackson, MS · $1.3B in regulatory assets
AtlasMembers
Alan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Clyde B. MosleyChief Executive Officer/chief Compliance Officer/president, Ballew Advisors Inc
- Thomas D. DaleCorporate Secretary, Ballew Advisors Inc
- Robert S. RivesVice President, Ballew Advisors Inc
- Brooke H. CheslekChief Operating Officer, Treasurer, Ballew Advisors Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.