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Managing Member · Uhlmann Investment Management, L.L.C.

Alan R. Konn

CRD 1406973 · Named on Form ADV at one SEC-registered adviser

At a glance

Uhlmann Investment Management, L.L.C., an SEC-registered broker-dealer firm based in Skokie, IL with $273 million in regulatory assets, lists Alan R. Konn on its Form ADV as Managing Member, a control person.

Firms and roles

AtlasMembers

Alan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.