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Member and Chief Compliance Officer · Ratson Advisory LLC

Alan I. Harari

CRD 5363426 · Named on Form ADV at one SEC-registered adviser

At a glance

Ratson Advisory LLC, an SEC-registered asset manager based in New York, NY with $2.4 billion in regulatory assets, lists Alan I. Harari on its Form ADV as Member and Chief Compliance Officer, a control person.

Firms and roles

  • Ratson Advisory LLCMember and Chief Compliance OfficerAsset manager · New York, NY · $2.4B in regulatory assets

AtlasMembers

Alan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.