Investment adviser representative · Ritholtz Wealth Management
Alan L. Brockhaus
CRD 5852489 · New Orleans, LA
At a glance
Alan L. Brockhaus is an investment adviser representative with Ritholtz Wealth Management in New Orleans, LA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Alan’s SEC record dates to 2015, about 10 years ago. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firm
- Ritholtz Wealth ManagementSince June 2023New Orleans, LA · $9.4B in regulatory assets
SEC adviser record
- Registered since
- 2015 (10 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Alan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
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