Partner, Chief Compliance Officer, Managing Member of Registrant · Lightbay Capital
Adam L. Stein
CRD 3093349 · Named on Form ADV at one SEC-registered adviser
At a glance
Lightbay Capital, an SEC-registered private fund adviser based in LOS Angeles, CA with $1.8 billion in regulatory assets, lists Adam L. Stein on its Form ADV as Partner, Chief Compliance Officer, Managing Member of Registrant, a control person.
Firms and roles
- Lightbay CapitalPartner, Chief Compliance Officer, Managing Member of RegistrantPrivate fund adviser · LOS Angeles, CA · $1.8B in regulatory assets
AtlasMembers
Adam’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Navroz [. RahemtullaPartner, Managing Member of Registrant, Lightbay Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.