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Managing Partner · East Rock Capital, LLC

Adam J. Shapiro

CRD 4574672 · Named on Form ADV at one SEC-registered adviser

At a glance

East Rock Capital, LLC, an SEC-registered private fund adviser based in New York, NY with $4.8 billion in regulatory assets, lists Adam J. Shapiro on its Form ADV as Managing Partner, a control person.

Firms and roles

AtlasMembers

Adam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Shaun R. GetchellChief Compliance Officer / Chief Operating Officer / General Counsel, East Rock Capital, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.