Chief Compliance Officer and CEO · Bellerive Capital, LLC
Adam J. Sandler
CRD 2904125 · Named on Form ADV at one SEC-registered adviser
At a glance
Bellerive Capital, LLC, an SEC-registered asset manager with $0 in regulatory assets, lists Adam J. Sandler on its Form ADV as Chief Compliance Officer and CEO, a control person.
Firms and roles
- Bellerive Capital, LLCChief Compliance Officer and CEOAsset manager · United States · $0M in regulatory assets
AtlasMembers
Adam’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Adam S. PeplinskiPresident, Bellerive Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.