Chief Compliance Officer and General Counsel · Great Elm Capital Management, LLC
Adam Kleinman
CRD 5658279 · Named on Form ADV at one SEC-registered adviser
At a glance
Great Elm Capital Management, LLC, an SEC-registered asset manager based in Palm Beach Gardens, FL with $346 million in regulatory assets, lists Adam Kleinman on its Form ADV as Chief Compliance Officer and General Counsel, a control person.
Firms and roles
- Great Elm Capital Management, LLCChief Compliance Officer and General CounselAsset manager · Palm Beach Gardens, FL · $346M in regulatory assets
AtlasMembers
Adam’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Keri DavisChief Finanical Officer, Great Elm Capital Management, LLC
- Nichole P. MilzChief Operating Officer, Great Elm Capital Management, LLC
- Matthew D. KaplanPresident, Great Elm Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.