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Chief Administration Officer · Axxes Advisors I LLC

Adam L. Kaplan

CRD 7794219 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Axxes Advisors I LLC, an SEC-registered asset manager based in Coral Gables, FL with $7 million in regulatory assets, lists Adam L. Kaplan on its Form ADV as Chief Administration Officer, a control person. The SEC filings also name Adam at 1 other registered adviser.

Firms and roles

  • Axxes Advisors I LLCChief Administration OfficerAsset manager · Coral Gables, FL · $7M in regulatory assets
  • Axxes Advisors LLCChief Administrative OfficerAsset manager · Coral Gables, FL · $0M in regulatory assets

AtlasMembers

Adam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.