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Principal / Chief Compliance Officer · Harding Wealth, Inc.

Adam C. Harding

CRD 6055895 · Named on Form ADV at one SEC-registered adviser

At a glance

Harding Wealth, Inc., an SEC-registered wealth manager based in Tempe, AZ with $213 million in regulatory assets, lists Adam C. Harding on its Form ADV as Principal / Chief Compliance Officer, a control person.

Firms and roles

  • Harding Wealth, Inc.Principal / Chief Compliance OfficerWealth manager · Tempe, AZ · $213M in regulatory assets

AtlasMembers

Adam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.