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Managing Member/investment Advisor Representative/chief Compliance Officer · Highland Investment Advisors LLC

Adam S. Drake

CRD 3234115 · Named on Form ADV at one SEC-registered adviser

At a glance

Highland Investment Advisors LLC, an SEC-registered wealth manager based in Ponte Vedra, FL with $368 million in regulatory assets, lists Adam S. Drake on its Form ADV as Managing Member/investment Advisor Representative/chief Compliance Officer, a control person.

Firms and roles

  • Highland Investment Advisors LLCManaging Member/investment Advisor Representative/chief Compliance OfficerWealth manager · Ponte Vedra, FL · $368M in regulatory assets

AtlasMembers

Adam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
Locked
Each firm’s assets and growth
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Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2005 (20 years)
Designations
Chartered Financial Analyst
Exams
Series 63, Series 65
Registered in
6 states
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Adam’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
1 firmLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.