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Chief Compliance Officer, Chief Investment Officer, and Secretary · Northwest Financial Services Inc

Aaron J. Pettersen

CRD 3099298 · Named on Form ADV at one SEC-registered adviser

At a glance

Northwest Financial Services Inc, an SEC-registered wealth manager based in Indianapolis, IN with $635 million in regulatory assets, lists Aaron J. Pettersen on its Form ADV as Chief Compliance Officer, Chief Investment Officer, and Secretary, a control person.

Firms and roles

  • Northwest Financial Services IncChief Compliance Officer, Chief Investment Officer, and SecretaryWealth manager · Indianapolis, IN · $635M in regulatory assets

AtlasMembers

Aaron’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2004 (22 years)
Designations
Certified Financial Planner
Exams
Series 63
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Aaron’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
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Employment history
Locked
States they’re registered in
Locked
Outside business activities
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When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Aaron’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.