Shareholder / Chief Compliance Officer · Seamount Financial Group Inc
Aaron M. McLaughlin
CRD 5909837 · Named on Form ADV at one SEC-registered adviser
At a glance
Seamount Financial Group Inc, an SEC-registered wealth manager based in Colorado Springs, CO with $745 million in regulatory assets, lists Aaron M. McLaughlin on its Form ADV as Shareholder / Chief Compliance Officer.
Firms and roles
- Seamount Financial Group IncShareholder / Chief Compliance OfficerWealth manager · Colorado Springs, CO · $745M in regulatory assets
AtlasMembers
Aaron’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Leon J. ColafrancescoPresident / Shareholder, Seamount Financial Group Inc
- Rebecca L. ColafrancescoVice President, Seamount Financial Group Inc
- Jaye D. MuellerCorporate Secretary, Seamount Financial Group Inc
- Christopher R. DorsettShareholder, Seamount Financial Group Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Aaron’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.