Chief Compliance Officer · Alaia Capital, LLC
Aaron S. Lee
CRD 5240841 · Named on Form ADV at one SEC-registered adviser
At a glance
Alaia Capital, LLC, an SEC-registered asset manager based in New York, NY with $0 in regulatory assets, lists Aaron S. Lee on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Alaia Capital, LLCChief Compliance OfficerAsset manager · New York, NY · $0M in regulatory assets
AtlasMembers
Aaron’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Peter G. HoracekChief Executive Officer, Alaia Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Aaron’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.