President/sole Director · Lipper Advisory Services Inc
A M. Lipper
CRD 310482 · Named on Form ADV at one SEC-registered adviser
At a glance
Lipper Advisory Services Inc, an SEC-registered asset manager with $156 million in regulatory assets, lists A M. Lipper on its Form ADV as President/sole Director, a control person.
Firms and roles
- Lipper Advisory Services IncPresident/sole DirectorAsset manager · United States · $156M in regulatory assets
AtlasMembers
A’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Hylton H. Phillips-PageVice President, Lipper Advisory Services Inc
- Zachary M. KaplanChief Compliance Officer, Lipper Advisory Services Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For A’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.